Self-regulatory organizations

Results: 6954



#Item
281United States Securities and Exchange Commission / International Securities Exchange / U.S. Securities and Exchange Commission / Financial regulation / Government / United States / United States securities law / 73rd United States Congress / Securities Exchange Act

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ISEGeminiMarch 18, 2015 Self-Regulatory Organizations; ISE Gemini, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2015-03-18 17:49:57
282Finance / Financial system / 73rd United States Congress / Securities Exchange Act / United States Securities and Exchange Commission / Futures contract / Derivative / Credit default swap / Financial economics / United States securities law / United States housing bubble

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ICCApril 9, 2015 Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Provide for the Clearance

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Source URL: www.sec.gov

Language: English - Date: 2015-04-09 14:47:47
283Investment / Financial markets / Finance / 73rd United States Congress / United States securities law / Regulation NMS / NASDAQ / Securities Exchange Act / Order / United States Securities and Exchange Commission / Stock market / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQMarch 20, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Proposed Rule Change to Amend and Restate Certai

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Source URL: www.sec.gov

Language: English - Date: 2015-03-20 17:46:02
284Finance / Financial markets / Business / Economics / Order / Stock market / Option

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BATSMarch 20, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of Amendment No. 2, and Order Granting Accelerated

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Source URL: www.sec.gov

Language: English - Date: 2015-03-20 14:58:56
285U.S. Securities and Exchange Commission / Clearing house / Regulatory compliance / Financial regulation / Government / Business / United States securities law / Internal Revenue Service / Securities Exchange Act

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ICEEUMarch 25, 2015 Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule

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Source URL: www.sec.gov

Language: English - Date: 2015-03-25 14:47:06
28673rd United States Congress / Securities Exchange Act / Order / U.S. Securities and Exchange Commission / Financial economics / Financial regulation / Investment / Stock market / United States securities law / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMKTApril 9, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Ex

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Source URL: www.sec.gov

Language: English - Date: 2015-04-10 08:31:41
287NYSE Arca / SPDR / State Street Global Advisors / New York Stock Exchange / NYSE Euronext / SPDR Gold Shares / Investment / Exchange-traded funds / Financial economics

SECURITIES AND EXCHANGE COMMISSION (Release No. 34-74559A; File No. SR-NYSEArcaApril 13, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on P

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Source URL: www.sec.gov

Language: English - Date: 2015-04-13 15:39:35
288Stock market / Finance / Chicago Board Options Exchange / Open outcry / Electronic trading platform / Order / Electronic trading / Regulation NMS / Market maker / Financial economics / Investment / Financial markets

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CBOEMarch 26, 2015 Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing of a Proposed Rule Change

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Source URL: www.sec.gov

Language: English - Date: 2015-03-26 15:32:34
289Options Clearing Corporation / Futures contract / Securities Exchange Act / Commodity Futures Trading Commission / Derivative / Regulatory capture / Settlement / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-OCCApril 16, 2015 Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Concerning the Execu

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Source URL: www.sec.gov

Language: English - Date: 2015-04-16 18:56:45
290Metrology / SI base units / International standards / SI units / International Bureau of Weights and Measures / International Committee for Weights and Measures / International System of Units / Metre Convention / General Conference on Weights and Measures / Measurement / Systems of units / International relations

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ICCMarch 26, 2015 Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Amendment No. 1 and Order Granting Accelerated A

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Source URL: www.sec.gov

Language: English - Date: 2015-03-27 10:12:53
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